Building Safety Guide updated

Building Safety Guide updated

Build UK has updated its comprehensive guide to the building safety regime to reflect the latest secondary legislation and guidance that has been published. Changes in the May 2023 version include:

  • Updated guidance on the Safety Case which must be prepared by the Principal Accountable Person
  • The latest information on the new building control system, including the Operational Standards Rules for Building Control Bodies and competence framework for Building Inspectors
  • A link to the Independent Review of the Construction Products Testing Regime led by Paul Morrell OBE, Testing for a Safer Future
  • A link to the guide on safety‐critical elements published by the CIOB in partnership with RIBA.

Build UK has also published a timeline showing when key changes are taking effect to support the implementation of the Building Safety Act. There will be further changes over the next 12 months, including the introduction of new regulations, and the timeline will be regularly updated alongside the guide to help provide clarity for members.

Operational Standards Rules and Building Inspector Competence Framework

Operational Standards Rules and Building Inspector Competence Framework

The Operational Standards Rules (OSRs) will apply from April 2024 and set out the practices, procedures, and performance standards that the Building Safety Regulator expects from Local Authorities and Registered Building Control Approvers (RBCAs) in relation to their building control functions.

This is underpinned by monitoring arrangements that include key performance indicators and reportable data.

The OSRs can be found here.  

Building Inspector Competence Framework (BICOF)
The Building Safety Regulator (BSR) oversees building control bodies (individual professionals, local authorities, and registered building control approvers). From Spring 2024 building control bodies and professionals must follow mandatory codes and standards for building control. All registered building inspectors, public and private sector, must demonstrate competence against the building inspector competence framework. It sets out the necessary skills, knowledge, experience, and behaviours required of individuals performing their role as a building inspector registered with the Building Safety Regulator.

The register will open in October, the framework can be found here. 

FIS CEO Iain McIlwee commented:

“We are now starting to see the detail emerge into how the Building Control Process will function for Local Authorities and Registered Building Control Approvers (RBCAs).  Looking at the expectations that the Building Safety Regulator is placing on Building Control to demonstrate competence is helpful as it gives us insight into how the direction of travel they expect for all Duty Holders and those give responsibility for compliance in the construction process”.

FIS Competency Management Plan

Independent review of the construction product testing regime

Independent review of the construction product testing regime

Last week saw the publication of The Independent Review of the Construction Product Testing Regime which was announced by government in April 2021 and was led by Paul Morrell OBE and Anneliese Day KC.

The purpose of the Review was to

  • to identify any potential weaknesses in the system and
  • to make recommendations for improvement.

It undertook a critical assessment of the system for testing and certifying construction products and how the system could be strengthened to provide confidence that construction products are safe and perform as labelled and marked.

It is a wide ranging report and recognises contributions from FIS.  Key points to draw out include:

  • Concerns remain over fragmentation and there is a greater focus required on how products work within systems and understanding responsibility
  • Recommendatons around the definition of “safety critical products”, to include; Fire resisting construction (eg in compartment walls), including glazing, Class A1 material for shaft construction, Fire doors and doorsets, door closers, Cavity barriers, Fire resisting ceilings, Fire-stopping
  • Regulations to be tightened to ensure all products have a “general safety requirement” and are embraced by the Construction Products Regulation, requiring them to report consistently on essential characteristics through adoption of the Declaration of Performance process.
  • The need to strengthen enforcement and importance of getting behind the Code for Construction Products Information
  • The call for a Standard to support assessment of performance to augment testing and scope

The report also touches on the suggestion of licensing for main contractors to help improve the safety culture.  We are not expecting a formal response from Government to the recommendations, but they will inform the Building Safety Regulator as they develop the regulatory and enforcement landscape over the coming months.

You can view all the documents relating to the independent review led by Paul Morrell OBE and Anneliese Day KC here.  FIS is currently working on an executive summary for members.

For all information related to helping members comply with the new regulatory requirements and the Building Safety Act here

Building Safety Act – defining Higher Risk Buildings

Building Safety Act – defining Higher Risk Buildings

Building Safety Act FAQ:  Are Hotels, Hospitals and Student Accommodation regarded as Higher Risk Buildings according to the New Building Safety Act?

According to the Building Safety Act the definition of Higher Risk Building is:

“At least 18 metres in height or at least seven storeys and contains at least two residential units or is a hospital or care home.”

Care Homes, Hospitals and Student Accommodation are definitely within the scope.  A recent consultation on definitions and scope described a residential unit as “a dwelling or any other unit of living accommodation” and gives the example of “a flat or rooms in a university hall of residence where amenities are shared”.  It is clear therefore that student accommodation, meeting the height requirement, will be classed as a Higher Risk Building.

It is important to remember that for mixed use buildings the criteria covers ALL work in an in scope building, not just that in the residential parts of the building.

With respect to Hotels, the same consultation asked the question whether they should be drawn into scope and whilst the consultation response notes:

“Hotels and aparthotels were a particular concern with some respondents feeling they should be included within the scope of the new regime as people sleep overnight within hotels and may be unfamiliar with their surroundings in the event of a fire. There were concerns about the boundary between hotels and aparthotels and how and where this would be defined. A small number of respondents felt that apartment style hotels specifically should be included within scope on the reasoning that they are similar to residential buildings”

Government have used the following rationale to keep them out of scope of the definition of Higher Risk Buildings:

“We have, therefore, excluded hotels and other temporary leisure establishments, as well as secure residential institutions like prisons. In occupation these buildings are also already regulated by the Fire Safety Order, and generally, these buildings are staffed 24/7, have multiple routes of escape, signage and emergency lighting to assist evacuation and have a higher level of detection and alarm systems than residential buildings.”

This does not mean that the lanscape for hotels and other commercial buildings is not changing.  The consultation response from Government (reaffirmed at the recent Building Safety Regulator’s Conferenece) states:

“All building work must meet building regulations requirements. Some elements of the new design and construction regime will also apply to all buildings. There will be dutyholder requirements on all those involved in the procurement, design and construction of buildings intended to proportionately address risks for all building work in the design and construction phase.”

So whilst this means Hotels may not need to go through the High Risker Building Gateways and be signed off directly by the Building Safety Regulator, the compliance environment will be more exacting moving forwards.

The Secretary of State can introduce new regulations in the future to define any other structure as a Higher-Risk Building if deemed appropriate.

For more information on the Higher Risk Building Process and an overview of the Building Safety Act, click here

Key takeaways from the first Building Safety Conference

Key takeaways from the first Building Safety Conference

With colleagues from across the sector, FIS Chief Executive Iain McIlwee attended the first Building Safety Conference  hosted last week by the Building Safety Regulator (and shared his reflections here).

This week we hear from colleagues at Build UK (of whom FIS is an active member) who have provided a summary of 10 lessons learnt which answers a number of the queries raised during Build UK member meetings. 

Building Safety Conference – 10 Things We Learnt

  1. The Building Safety Regulator becomes operational on 1 April 2023.
  2. The new Building Safety Regime will apply to all buildings – “from Shed to Shard” in the words of the Building Safety Regulator.
  3. The terms ‘High-Rise Building’ and ‘High-Rise Residential Building’ are being used interchangeably with ‘Higher-Risk Building’, and the Building Safety Regulator has committed to work with Build UK to ensure consistent terminology is used across the industry.
  4. Existing Higher-Risk Buildings (with the exception of hospitals and care homes unless they have at least two permanent residential units) must be registered with the Building Safety Regulator by 1 October 2023. This includes those that will be occupied for the first time during the transition period between 6 April and 1 October 2023. From 1 October 2023, new Higher-Risk Buildings must be registered before they can be occupied.
  5. The building registration process will be a multiple-choice tick box format and require a completion certification for each building. The fee for registering each building will be £251.
  6. It is anticipated that those who fulfil the roles of Principal Designer and Principal Contractor under CDM will also fulfil these dutyholder roles under the Building Safety Act.
  7. The Building Safety Regulator will become the Building Control Authority for all Higher-Risk Buildings from 1 October 2023. Work can continue under an existing Building Control Body where a building/initial notice has been submitted or plans deposited by 1 October 2023 and work has commenced by 1 April 2024.
  8. Gateway Two, which requires Building Control Approval by the Building Safety Regulator before construction work can begin, and Gateway Three, which is when a completion certificate is issued by the Building Safety Regulator, are expected to come into force on 1 October 2023.
  9. The Building Safety Regulator will not be specifying the format for the Golden Thread of information, which is the digital record of what has been built to enable those responsible for Higher-Risk Buildings to manage and maintain them safely.
  10. The Industry Safety Steering Group (ISSG), chaired by Dame Judith Hackitt, will shortly be issuing its fourth report with an update on progress made by the industry.

BuildUK have developed an excellent simple introduction to the Building Safety Act which FIS Members can download for free here.

Building Safety Regulator Conference: What did we learn

Building Safety Regulator Conference: What did we learn

FIS CEO Iain McIlwee reports on the Building Safety Regulators Conference held on Wednesday 22 March.

This Wednesday I attended a full day conference organised by the Building Safety Regulator, along with around a thousand people from across construction and property management.  There was a lot to digest, but the key point is that, whilst there is still much to be done, they are sticking to the original implementation timeline.  The Regulator becomes fully active next month with the Registration of occupied High-Risk Buildings becoming mandatory.  This is significant as it brings greater and clearer responsibility on individuals to ensue that a building is safe and there is a plan in place to keep it that way and it reminds us all that people are at the heart of building safety.

The next key point and they finished with this to emphasise, is that The Building Safety Act is not just about high-risk buildings.  For these there is an enhanced oversight system being put in place by way of Gateways.  For all other buildings, the key recommendations set down in the consultation will be carried through in secondary regulation – still a bit of parliamentary scrutiny required, so not set in stone, but basically the alignment of Building Safety with the existing CDM requirements is critical.  These changes are focussed on cultural change in and tighter controls for construction.  The phrase used was from Shed to Shard

What does it mean if you are working on High Risk Buildings?

Get your head around Gateways.  If working on High Risk Buildings, familiarise yourself with the additional information requirements at Gateway 2 (i.e. how are you going to convince the Regulator that you have a workable design and effective delivery/information management plan) and Gateway 3 (prove that you stuck to and built it as per the plan).  Photographic evidence will be key – the regulator will want reassurance that the stuff they can’t see was done right – controls and procedures are in place to manage the process, competence and communication.  Any changes on the fly will need to be documented, and in many cases, approved by the regulator before progressing.  The Regulator will want to see buildability considered to limit the need for change on site.

Buildings will be required to go through these Gateways from October.  A cautionary tale was that 50% of Buildings did not meet Gateway 1 (Planning and Fire Plan) requirements.  The Regulator is primarily interested in fire and structure, but we were repeatedly reminded that meeting all of the Building Regulations is a requirement.  They expect the process to be dynamic between the Gateways to minimise any hold ups, but these are hold points, hard stops.

The key to making it through the Gateways is evidence, evidence, evidence.  A number of the discussions centred on what Stage (according to the Plan of Works) the design is expected to be at before you can proceed through Gateway 2.  In one of the presentations it was confirmed that design should be completed to Stage 4 (Technical Design) before you can go through the Gateway and Stage 5 (Construction) can begin.  There was mention of the series of gateways, but my impression was that whilst the regulations do make allowances for exceptions, exceptions should be that.   To emphasise this the impact of design changes on weight was used as an example.  If you don’t know how you are building it, how can you fully understand and detail the loadings?

Will it really have much impact on the wider building sector?

Emphatically Yes – in fact this was a big part of the summing up.  Effectively this is not a change to the Building Regulations, but a massive change to the regime and processes expected to evidence compliance.  Building Control is being subjected to wholesale change, a much more robust competency regime with greater emphasis on process.  Greater granularity is to be expected – their focus will be on competence, control and evidence.  We can expect more testing questions as Approved Inspectors become Registered Building Control Inspectors and are subjected to more independent scrutiny and tighter controls.  The process will be very much aligned to the existing CDM Regulations and “as built”.  Within this, the statutory duty holder roles will apply to all projects.  The Principal Designer (PD) role got a fair bit of attention and it was clearly news to some that this statutory role relates to all projects – significantly the PD will be accountable and need to provide confirmation that the requirements of the building regulations have been met.

There are still a few things to iron out, one issue discussed was whether CDM and Building Safety could be separated and administered by two PD’s (in theory yes, but the intent seems to be that one PD should be the norm).  Another question asked was whether this would mark the end of D&B.  It doesn’t, the regulation are being written to allow, but it should be the death knoll for design and dump – with the PD and Designer Roles so closely regulated I simply can’t see how scope of design can be limited in the way we often see it now.

The key for Contractors is to ensure they can demonstrate competence – that is confidence that individuals have the skills, knowledge, experience and behaviours necessary and organisational capability (management policies, procedures, systems and resources) to meet the requirements of the building regulations.

Other key takeaways

It was encouraging to hear the FIS work in helping to establish the Passive Fire Knowledge Group recognised in one of the panel discussions as a good example of taking responsibility and trying to align the supply chain to confront issues before we get to them.  It was also good to hear the work we have done on developing competency frameworks acknowledged and the whole super system concept that we have been focussed on getting a mention with the finishes and interiors talked about in this context.

From the perspective of the new building control procedures, all of this will come at a cost – the term “cost recoverable” was used to describe the work of the regulator.  If you are planning jobs for the future, do have a think about the additional costs in terms of compliance and potential fees.  Significantly if you are working on High Risk Buildings, double check contracts for causes of delay too.

The final and heavily reinforced message was don’t wait, start making changes.  The words “ongoing”, “transition”, “looking into that” and “in progress” were all used and there is a realisation that there is still much to be done.  All the detail isn’t yet in hand, but this will come in the secondary regulation over the coming months (it will be subject to Parlimentary scrutiny which may change and possibly delay aspects), but Regulator is scaling up and the direction of travel set down in the consultation in October doesn’t seem to have been diverted far so it is time to get cracking!

Useful Links to help you start preparing:

  1. FIS Summary of response to the October consultation of reforms to the Building Regulations
  2. FIS Guide to Developing a Competency Management Plan
  3. BuildUK Guide to the Building Safety Act (Available to FIS Members Only)
  4. Start looking at your quality management procedures – FIS PPP Quality Risk Management Toolkit